SMITH THOMAS J appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH THOMAS J appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARSHALL + STERLING WEALTH ADVISORS, INC. | TRUSTEE | POUGHKEEPSIE, NY |
| — | Form ADV | CANAL CAPITAL MANAGEMENT, LLC | MEMBER | RICHMOND, VA |
| — | Form ADV | SMITH AFFILIATED CAPITAL CORP. | CO-PRESIDENT \ SHAREHOLDER | NEW YORK, NY |
| — | Form ADV | MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC | DIRECTOR | NY, NY |
| — | Form ADV | JPMORGAN INVESTMENT ADVISORS INC. | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | COLUMBUS, OH |
| — | Form ADV | AVEBURY ASSET MANAGEMENT LIMITED | VICE PRESIDENT & PORTFOLIO MANAGER | LONDON |