TRAPHAGEN INVESTMENT ADVISORS LLC of ORADELL, NJ is an SEC-registered investment adviser (CRD 107764). Regulatory assets under management: $2.3B.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| James A Lawrence | MEMBER | Baltimore, MD |
| V. Peter Traphagen | GENERAL MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Robert J Traphagen | MEMBER | — |
| TRAPHAGEN V PETER | GENERAL MEMBER; GENERAL MEMBER, CHIEF COMPLIANCE OFFICER | — |
| TRAPHAGEN V | GENERAL MEMBER | — |
| TRAPHAGEN ROBERT J | MEMBER | — |
| LAWRENCE JAMES A | MEMBER | — |
| Robert J. Traphagen | MEMBER | — |
| James A. Lawrence | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-03-26 | regulatory | FAILURE TO FILE FORM 13-F ON A TIMELY BASIS | Final | $225K |