IMPERIAL CAPITAL ASSET MANAGEMENT LLC

IMPERIAL CAPITAL ASSET MANAGEMENT LLC of PALM BEACH GARDENS, FL is an SEC-registered investment adviser (CRD 108258). Regulatory assets under management: $393.7M.

Registration

CRD: 108258
SEC file number: 801-67961
Type: Registered investment adviser
Location: 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Phone: 310-246-3793
Latest filing: 2023-06-05
Regulatory AUM: $393.7M
Discretionary AUM: $108.3M
Non-discretionary AUM: $285.4M
Clients: 13
Accounts: 3

Officers, owners & control persons (12)

Name	Role	Location
HARRINGTON PHILIIP RONALD	CFO	—
GATHERER JENNIFER	CHIEF COMPLIANCE OFFICER	—
REESE JASON WALTER	CHAIRMAN AND CEO; CO-PRESIDENT; MEMBER (+2 more)	—
MARTIS MARK CHRISTOPHER	CFO/COO/TREASURER; COO; COO AND CFO (+1 more)	—
WOOSTER RANDALL EVAN	CO-PRESIDENT; MEMBER; OWNER	—
CHUNG HARRY HYONYANG	CFO	—
SHEPARD CHRISTOPHER PAUL	INVESTMENT COMMITTEE MEMBER	—
GUAY DANIEL ROBERT	CONTROLLER	—
ELLIS CATHERINE MARY	DIRECTOR OF COMPLIANCE	—
SCHAFER CATHERINE ELLIS	CHIEF COMPLIANCE OFFICER	—
BELDHAM BRIAN DAVID	CHIEF COMPLIANCE OFFICER	—
WIENCH TODD EDMUND	CHIEF COMPLIANCE OFFICER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
LONG BALL PARTNERS, LLC	Hedge Fund	—	68	$108.3M	$1.0M

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