FIRST EAGLE INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108260). Regulatory assets under management: $136.5B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 45 people.
| Name | Role | Location |
|---|---|---|
| Michael Constantino | CHIEF FINANCIAL OFFICER | New York, NY |
| Melanie Dow | CHIEF ADMINISTRATIVE OFFICER | New York, NY |
| Miller J Robert | SR. VICE PRESIDENT & DIRECTOR; VP, SECRETARY & TREASURER | New York, NY |
| J. Ryan Clark | TRUSTEE | — |
| Dharma Teja Ignacio Jayanti | MEMBER; SOLE MEMBER | — |
| Mehdi Asif Mahmud | PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| David Paul O'Connor | GENERAL COUNSEL | — |
| Seth Adam Gelman | CHIEF COMPLIANCE OFFICER | — |
| Brian Michael Margulies | CHIEF FINANCIAL OFFICER; CHIEF INFRASTRUCTURE OFFICER | — |
| Matthew B Mclennan | MEMBER | — |
| FUHRMAN GARY LEE | DIRECTOR | — |
| GREEN MICHAEL | CHIEF FINANCIAL OFFICER | — |
| PERKINS KATHERINE LYNN | CHIEF FINANCIAL OFFICER | — |
| BALDAUF ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| GOLDSTEIN MARK DAVID | CHIEF COMPLIANCE OFFICER, SVP, GC; GENERAL COUNSEL, SENIOR VICE PRESIDENT; SVP, CCO, GC | — |
| MACASKILL BRIDGET ANN | DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | — |
| ARNHOLD JOHN PETER | CEO, CHAIRMAN & DIRECTOR; CHAIRMAN, CHIEF INVESTMENT OFFICER & DIRECTOR; CHIEF INVESTMENT OFFICER AND DIRECTOR (+2 more) | — |
| ARNHOLD HENRY HELMUT | DIRECTOR; STOCKHOLDER OF PARENT COMPANY | — |
| KELLEN MICHAEL MAX | DIRECTOR; SHAREHOLDER; STOCKHOLDER OF PARENT COMPANY (+2 more) | — |
| KELLEN ANNA MARIE | STOCKHOLDER; STOCKHOLDER OF PARENT COMPANY | — |
| BRUNO ROBERT | CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT; SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| JORDAN JR JAMES EDWARD | MANAGING DIRECTOR | — |
| KEENAN PATRICK ANTHONY | CHIEF FINANCIAL OFFICER | — |
| O'CONNOR EDWARD PAUL | GENERAL COUNSEL | — |
| MAHMUD MEHDI ASIF | PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-21 | regulatory | THE SEC ALLEGED THAT FIRST EAGLE AND FEF DISTRIBUTORS IMPROPERLY CAUSED THE FIRST EAGLE MUTUAL FUNDS TO MAKE PAYMENTS TO TWO FINANCIAL INTERMEDIARIES FOR DISTRIBUTION RELATED SERVICES OUTSIDE OF A WRITTEN, APPROVED RULE 12B-1 PLAN, AND THAT WERE NOT PAID BY FIRST EAGLE OUT OF ITS OWN RESOURCES. IN A… | Final | $39.7M |
| — | regulatory | — | — | — |