WILLIAM HARRIS INVESTORS, INC.

WILLIAM HARRIS INVESTORS, INC. of CHICAGO, IL is an SEC-registered investment adviser (CRD 108353). Regulatory assets under management: $1.6B.

Registration

Officers, owners & control persons (25)

NameRoleLocation
POLSKY JACK RCEO, TRUSTEE; CHAIRMAN, CEO, PRESIDENT,TRUSTEE: VIRGINIA POLSKY TRUST,ROXANNE FRANK TRUST & GRANDCHILDRENS TRUST, IBH CGG-GST TRUST; CHAIRMAN, CEO, TRUSTEE (+7 more)
RESNICK MICHAEL SETHEXECUTIVE VP, SECRETARY, TRUSTEE; EXECUTIVE VP, SECRETARY, TRUSTEE: VHP GRANDCHILDREN TRUST; SECRETARY, TRUSTEE
NEUMAYER GARY JAMESTREASURER & CHIEF COMPLIANCE OFFICER; TREASURER & COMPLIANCE OFFICER
HARRIS WILLIAM WOLPERTSHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST
FRANK ROXANNE HARRISSHAREHOLDER TRUSTEE: ROXANNE H FRANK TRUST; TRUSTEE: ROXANNE H FRANK TRUST
POLSKY VIRGINIA HARRISSHAREHOLDER TRUSTEE: VIRGINIA H POLSKY TRUST; TRUSTEE: VIRGINIA H POLSKY TRUST
HARRIS ROBERTA HEILBRUNSHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST, IBH GGC-GST TRUST; SHAREHOLDER TRUSTEE: BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST (+4 more)
LLOYD BOARDMAN NMNSHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST, DAVID 92 FAMILY TRUST
HARRIS DAVID BROOKSDIRECTOR, TRUSTEE; SHAREHOLDER TRUSTEE; SHAREHOLDER TRUSTEE: DAVID 92 FAMILY TRUST (+3 more)
KAHN JEROME NMNSHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST; SHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST
MCQUINN MICHAEL CHRISTOPHERSHAREHOLDER TRUSTEE: ROXANNE FRANK GRANDCHILDREN TRUST; SHAREHOLDER TRUSTEE: ROXANNE FRANK GRANKCHILDREN TRUST; SHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST (+2 more)
MEYER DANIEL HARRISSHAREHOLDER TRUSTEE: IBH GGC-GST TRUST; TRUSTEE: IBH GGC-GST TRUST
NOVICK DAVID TODDCHIEF OPERATING OFFICER,VP,GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VP & GENERAL COUNSEL
LANGSAM ADAM BLAKESENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER
HARRIS HILARY GRANDSHAREHOLDER TRUSTEE: BENJAMIN 92 FAMILY TRUST
WOLF ANN MARIE CTREASURER; VICE PRESIDENT, TREASURER
BASSEWITZ MARC DGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER
POLSKY CHARLES VDIRECTOR; DIRECTOR, CEO, PRESIDENT; TRUSTEE: CHARLES POLSKY INV TRUST, IBH GGC-GST TRUST; DIRECTOR, SENIOR VICE PRESIDENT;TRUSTEE: CHARLES POLSKY INV TRUST (+1 more)
FRANK ROXANNE HSHAREHOLDER TRUSTEE
POLSKY VIRGINIA HSHAREHOLDER TRUSTEE
HARRIS ROBERTA HSHAREHOLDER TRUSTEE
KAHN JEROMESHAREHOLDER TRUSTEE: WILLIAM W HARRIS TRUST; VIRGINIA H POLSKY TRUST; BENJAMIN FAMILY TRUST; DAVID FAMILY TRUST
MEYER DANIEL HSHAREHOLDER TRUSTEE: IBH GGC-GST TRUST
GRABER JONATHANSHAREHOLDER TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST; TRUSTEE: VHP GRANDCHILDREN TRUST, RHF GC TRUST
STEPHENS MARY BETHTRUSTEE: ROXANNE H. FRANK TRUST

Private funds (19)

Hedge Fund: 4 · Private Equity Fund: 9 · Real Estate Fund: 6

Showing 15 of 19 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
WHI MULTI-STRATEGY FUND LLCHedge Fund82$166.2M$15K
WHI NFP FUND, LLCHedge Fund11$100.8M$50K
WHI EQUITY MANAGERS FUND LLCHedge Fund58$69.0M$10K
WHI PRIVATE EQUITY MANAGERS FUND III, L.P.Private Equity Fund34$24.2M$45K
WHI PRIVATE EQUITY MANAGERS FUND IV, L.P.Private Equity Fund56$19.4M$60K
WHI FIXED INCOME FUND III, L.P.Private Equity Fund46$18.8M$65K
HARRIS FAMILY REPReal Estate Fund31$15.7M$150K
WHI SPECIAL INVESTMENTS, LLCHedge Fund19$11.6M$100K
HARRIS FAMILY REP-PFReal Estate Fund8$11.3M$150K
WHI PRIVATE EQUITY MANAGERS FUND II, L.P.Private Equity Fund44$8.2M$30K
WHI REALTY FUND III, L.P.Real Estate Fund49$7.0M$20K
WHI PRIVATE EQUITY MANAGERS FUND, LLCPrivate Equity Fund47$6.5M$80K
WHI REALTY FUND, LLCReal Estate Fund53$5.7M$10K
WHI MORULA FUND II, L.P.Private Equity Fund52$4.8M$30K
WHI REALTY FUND II, L.P.Real Estate Fund46$1.9M$10K

Fund service providers (1)

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