BASSEWITZ MARC D appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BASSEWITZ MARC D appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST TRUST CAPITAL MANAGEMENT L.P. | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | CHICAGO, IL |
| — | Form ADV | GRIZZLYROCK CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | DEBUSSY CAPITAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | CHICAGO, IL |
| — | Form ADV | WILLIAM HARRIS INVESTORS, INC. | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | VIVALDI ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | CHICAGO, IL |