POLEN CAPITAL CREDIT, LLC of WALTHAM, MA is an SEC-registered investment adviser (CRD 108468). Regulatory assets under management: $6.1B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Brian David Goldberg | SECRETARY | — |
| Stanley Charles Moss | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Daniel Adam Davidowitz | TRUSTEE | — |
| Joshua Liam Mccarthy | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| MOSS MATTHEW CHARLES | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| BREAZZANO DAVID JOHN | ELECTED MANAGER/PRESIDENT; MANAGER/PRESIDENT; MEMBER, CLASS A UNITS (+2 more) | — |
| MENCHER JUDY KAREN | PRINCIPAL; PRINCIPAL/MANAGING MEMBER | — |
| SCHNIPPER CLAYTON WENDY | GENERAL COUNSEL | — |
| HARMETZ DANIEL G | NON-MEMBER, NON-VOTING HOLDER OF ECONOMIC INTEREST | — |
| RUSSELL IV JOHN J | CHIEF FINANCIAL OFFICER; HEAD OF FINANCE | — |
| FORRESTER MICHAEL ANDREW | CHIEF OPERATING OFFICER | — |
| MCCARTHY JOSHUA LIAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; CHIEF LEGAL OFFICER | — |
| GOOLGASIAN JR DAVID L | PORTFOLIO MANAGER; PRINCIPAL/PORTFOLIO MANAGER | — |
| HOCKETT ROBERT LEE | PRINCIPAL | — |
| DAVIDOWITZ DANIEL ADAM | LIMITED PARTNER; MEMBER; TRUSTEE | — |
| FICKLIN DAMON ANSON | MANAGER | — |
| RANALDI ANTHONY MICHAEL | PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT; PORTFOLIO MANAGER/EXECUTIVE VICE PRESIDENT/TRUSTEE OF THE ANTHONY M. RANALDI REVOCABLE TRUST; PRINCIPAL/PORTFOLIO MANAGER (+3 more) | — |
| WAGENKNECHT THEODORE H | PRINCIPAL/PORTFOLIO MANAGER | — |
| DALY JOSEPH J | CHIEF FINANCIAL OFFICER | — |
| O'CONNOR JOHN F | HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICE/SENIOR VICE PRESIDENT; HEAD OF BUSINESS DEVELOPMENT AND CLIENT SERVICES/SENIOR VICE PRESIDENT | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| POLEN CAPITAL FUNDS, LLC - POLEN CAPITAL OPPORTUNISTIC HIGH YIELD FUND | Other Private Fund | Delaware | 7 | $142.5M | $2.5M |
| POLEN CAPITAL CLO EQUITY PARTNERS FUND LP | Other Private Fund | Cayman Islands | 12 | $63.8M | $1.0M |
| POLEN CAPITAL CLO EMPLOYEE HOLDINGS, LLC | Other Private Fund | Delaware | 42 | $24.2M | $25K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 4 | 44 20 8057 045 |
| BOCA RATON | FL | 2 | 5612412425 |