PENNINGTON FINANCIAL GROUP

PENNINGTON FINANCIAL GROUP of GOLD RIVER, CA is an SEC-registered investment adviser (CRD 108478). Regulatory assets under management: $190.6M.

Registration

CRD: 108478
SEC file number: 801-57705
Type: Registered investment adviser
Location: 11246 GOLD EXPRESS DRIVE, STE 102, GOLD RIVER, CA, 95670-4425
Phone: 916-635-5858
Latest filing: 2014-01-23
Regulatory AUM: $190.6M
Discretionary AUM: $190.4M
Non-discretionary AUM: $215K
Clients: 7
Accounts: 537

Officers, owners & control persons (2)

Name	Role	Location
PENNINGTON PAUL CHARLES	PRESIDENT/DIRECTOR; PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER; PRESIDENT/DIRECTOR/COMPLIANCE OFFICER	—
OLMSTEAD PATRICIA LIN	SECRETARY/TREASURER/CFO/DIRECTOR	—

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