PENNINGTON FINANCIAL GROUP
PENNINGTON FINANCIAL GROUP of GOLD RIVER, CA is an SEC-registered investment adviser (CRD 108478). Regulatory assets under management: $190.6M.
Registration
- CRD: 108478
- SEC file number: 801-57705
- Type: Registered investment adviser
- Location: 11246 GOLD EXPRESS DRIVE, STE 102, GOLD RIVER, CA, 95670-4425
- Phone: 916-635-5858
- Latest filing: 2014-01-23
- Regulatory AUM: $190.6M
- Discretionary AUM: $190.4M
- Non-discretionary AUM: $215K
- Clients: 7
- Accounts: 537
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| PENNINGTON PAUL CHARLES | PRESIDENT/DIRECTOR; PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER; PRESIDENT/DIRECTOR/COMPLIANCE OFFICER | — |
| OLMSTEAD PATRICIA LIN | SECRETARY/TREASURER/CFO/DIRECTOR | — |
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