PACWEST FINANCIAL MANAGEMENT, INC.

PACWEST FINANCIAL MANAGEMENT, INC. of PHOENIX, AZ is an SEC-registered investment adviser (CRD 108740). Regulatory assets under management: $225.8M.

Registration

Officers, owners & control persons (13)

NameRoleLocation
Ying LeeEXECUTIVE VICE PRESIDENT; PRESIDENTConcord, MA
LAU GRACECHIEF EXECUTIVE OFFICER; PRESIDENT
KAUFFMAN ELLIOT CRAIGCHIEF COMPLIANCE OFFICER
BELL CHRISTINE MARIECHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST
REIMER JOHN ELDONINVESTMENT ADVISOR; PORTFOLIO MANAGER/EQUITY RESEARCH
UNDERWOOD G DAVIDCHIEF INVESTMENT OFFICER; SR. PORTFOLIO MANAGER
EISENHAUER THERESE MARYINVESTMENT ADVISOR/COMPLIANCE/DIRECTOR OF FIXED INCOME; PORTFOLIO MANAGER/COMPLIANCE/DIRECTOR OF FIXED INCOME
HENDERSON MATTHEW JAMESINVESTMENT ADVISOR/DIRECTOR OF RESEARCH; PORTFOLIO MANAGER/DIRECTOR OF RESEARCH
LOVE ANNETTEDIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS/COMPLIANCE SPECIALIST
CHEN WINNIE WAN-LININVESTMENT ADVISOR
LUH MAY NAOPERATIONS MANAGER
HU JANE YUCHINOPERATIONS MANAGER-CA
PEARL CARTER ALLENPORTFOLIO MANAGER

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