KERN CAPITAL MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108947). Regulatory assets under management: $55.9M.
| Name | Role | Location |
|---|---|---|
| LANDINI PETER FREDERICK | DIRECTOR OF APPLICANT | — |
| BECHTEL STEPHEN DAVIDSON | SHAREHOLDER-CLASS A SHARES; SHAREHOLDER - CLASS F SHARES | — |
| KERN ROBERT E | MANAGING MEMBER,CHIEF EXECUTIVE OFFICER; MANAGING MEMBER,PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| KERN DAVID GREGORY | MANAGING MEMBER, EXECUTIVE VICE PRESIDENT; MANAGING MEMBER, PRESIDENT | — |
| CRIMMINS JOHN JOSEPH | MEMBER, SENIOR VICE PRESIDENT, CFO, COO; MEMBER,SVP, CHIEF COMPLIANCE OFFICER, CFO, COO | — |
| WEAVER GREGORY ALLEN | MEMBER, SENIOR VICE PRESIDENT | — |
| CAVANAGH RICHARD EDWARD | SHAREHOLDER-CLASS E SHARES | — |
| DACHS ALAN MARK | SHAREHOLDER-CLASS C SHARES; SHAREHOLDER-CLASS D SHARES | — |
| JAUNICH ROBERT | SHAREHOLDER-CLASS C SHARES | — |
| BECHTEL RILEY P | SHAREHOLDER-CLASS E SHARES | — |
| TENGLER NANCY CAVEN | DIRECTOR OF APPLICANT; SHAREHOLDER - CLASS B SHARES | — |
| WEISER JOHN WOLFGANG | SHAREHOLDER CLASS F; SHAREHOLDER-CLASS F SHARES | — |
| GINN SAMUEL LOU | SHAREHOLDER-CLASS G SHARES | — |
| ARGYRIS GEORGE T | SHAREHOLDER - CLASS F SHARES | — |
| TAYLOR EDWARD DOUGLAS | DIRECTOR OF APPLICANT | — |