THE FINANCIAL CONCEPTS COMPANY

THE FINANCIAL CONCEPTS COMPANY is an SEC-registered investment adviser (CRD 109207). Regulatory assets under management: $75.0M.

Registration

• CRD: 109207
• SEC file number: 801-56524
• Type: Registered investment adviser
• Phone: 847-949-9479
• Latest filing: 2003-05-27
• Regulatory AUM: $75.0M
• Non-discretionary AUM: $75.0M
• Clients: 1
• Accounts: 21

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 109207 on SEC IAPD (source of record)
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