GFO ADVISORY SERVICES, LLC of GREENWICH, CT is an SEC-registered investment adviser (CRD 109278). Regulatory assets under management: $351.3M.
Compensation: % of AUM, Performance.
Clients served: Charities, Investment cos.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| Kim Young | CHIEF FINANCIAL OFFICER; CONTROLLER | New York, NY |
| Keith Joseph Lerner | CHIEF INVESTMENT OFFICER | — |
| Jeffrey Todd Dunn | CHIEF EXECUTIVE OFFICER | — |
| Patricia Reed Centeno | CHIEF COMPLIANCE OFFICER | — |
| Dorothy Oscarlyn Elder | CHIEF INVESTMENT OFFICER | — |
| PEARSON MICHAEL EUGENE | CCO, BOARD MEMBER; CHIEF COMPLIANCE OFFICER; SECRETARY | — |
| HILLE ROBERT JOHN | CHIEF COMPLIANCE OFFICER | — |
| PAPARELLI PATRICK ANTHONY | CHIEF COMPLIANCE OFFICER; SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| CENTENO PATRICIA REED | CHIEF COMPLIANCE OFFICER | — |
| BRENNAN TERENCE PETER | SENIOR VICE PRESIDENT | — |
| PERRY HENRY | CHAIRMAN/DIRECTOR; CHAIRMAN EMERITUS; CHAIRMAN,MANAGER | — |
| WULSIN HENRY HARRISON | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| LAKIN KEVIN R | CHIEF FINANCIAL OFFICER | — |
| HECHTLINGER SUSAN J | CHIEF COMPLIANCE OFFICER | — |
| HATTINK WILLEM-JAU ODO | CEO, BOARD MEMBER; CHIEF EXECUTIVE OFFICER | — |
| SESSIONS NEAL | CHIEF FINANCIAL OFFICER | — |
| LAGOMASINO MARIA ELENA | CHIEF EXECUTIVE OFFICER | — |
| ZEUNER MICHAEL | CHIEF STRATEGY & CLIENT EXPERIENCE OFFICER; CHIEF STRATEGY & INNOVATION OFFICER; SENIOR EXECUTIVE PARTNER | — |
| HOLDEN MICHAEL JAMES | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| MEHALKO ANDREW PATRICK | CHIEF INVESTMENT OFFICER | — |
| NEAL GINNY RAE | LEGAL RESOURCE MANAGER | — |
| SESSIONS NEAL BRADLEY | CFO; CHIEF FINANCIAL OFFICER | — |
| ELMES JOHN THOMAS | HEAD OF INVESTMENTS | — |
| BRUNEL JEAN LOUIS PIERRE | CHIEF INVESTMENT OFFICER | — |
| MCCLELLAN CATHERINE RICHARDS | SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-14 | regulatory | THE SEC'S FINDINGS, INFORMED BY THE SELF-DISCLOSURE OF [TSI/TIS] AND ITS CONTROL AFFILIATES [TIS/TSI] AND TAS (COLLECTIVELY, "TRUIST"), INCLUDED THAT CERTAIN TRUIST EMPLOYEES COMMUNICATED ABOUT TRUIST'S BROKER DEALER AND INVESTMENT ADVISOR BUSINESSES USING UNAPPROVED, OFF-CHANNEL METHODS, INCLUDING… | Final | $3.0M |
| — | regulatory | — | — | — |
Hedge Fund: 2 · Private Equity Fund: 6
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| MULTI MANAGER MASTER PORTFOLIO, LLC | Hedge Fund | Delaware | 1 | $335.2M | $250K |
| AMA TUCKERBROOK REAL ASSETS FUND (QP) LP | Private Equity Fund | Delaware | 32 | $1.1M | $250K |
| ENERGY MEZZANINE FUND (QP), LP | Private Equity Fund | Delaware | 26 | $451K | $250K |
| PRIVATE EQUITY MULTI-MANAGER 2008 (QP), LP | Private Equity Fund | Delaware | 90 | $433K | $250K |
| AMA PRIVATE EQUITY FUND OF FUNDS 2007 (QP), LP | Private Equity Fund | Delaware | 84 | $272K | $250K |
| PRIVATE EQUITY MULTI-MANAGER III (QP), LP | Private Equity Fund | Delaware | 60 | $267K | $250K |
| AMA EAGLE PRIVATE EQUITY FUND, LP | Private Equity Fund | Delaware | 21 | $221K | $500K |
| AMA MULTI-STRATEGY OFFSHORE FUND, LTD. | Hedge Fund | British Virgin Islands | 39 | $94K | $500K |