OTTO & ASSOCIATES, INC.

OTTO & ASSOCIATES, INC. of NORWICH, VT is an SEC-registered investment adviser (CRD 109493). Regulatory assets under management: $286.6M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (7)

NameRoleLocation
David William OttoCHIEF EXECUTIVE OFFICER EMERITUS
Susan Otto GoodellCHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER
Elizabeth Nmi OttoSHAREHOLDER
OTTO DAVID WILLIAMCHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER EMERITUS (+2 more)
GOODELL SUSAN OTTOCHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more)
OTTO ELIZABETHSHAREHOLDER
OTTO ELIZABETH NMISHAREHOLDER

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