DALTON INVESTMENTS LLC

DALTON INVESTMENTS LLC of SANTA MONICA, CA is an SEC-registered investment adviser (CRD 109538). Regulatory assets under management: $3.3B.

Registration

Officers, owners & control persons (27)

Showing 25 of 27 people.

NameRoleLocation
SPRINGER ANDREW MARTINVICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
ROSENWALD JAMES BENNOMANAGING MEMBER; MANAGING MEMBER, DALTON INVESTMENTS LLC; PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (+3 more)
PERSKY STEVEN DAVIDCHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC; MANAGING MEMBER; MANAGING MEMBER, DALTON INVESTMENTS, LLC (+2 more)
MILAN JOY LYNNECHIEF COMPLIANCE OFFICER; VICE PRESIDENT
COMBS F GIFFORDEXECUTIVE MANAGING DIRECTOR; EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC; MANAGING DIRECTOR (+1 more)
ONG BELITA SCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC; MANAGING DIRECTOR (+1 more)
HEBERT ARTCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC., AND PERSKY FINANC (+2 more)
LYND MICHELLECHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE
TIEDEMANN HISAKOMANAGING DIRECTOR
PARKER JOHN WTRUSTEE
SHERER TODD ALLENSENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR, DALTON INVESTMENTS LLC
ROSENWALD JR JAMES BDIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC.; DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR)
MAHLER LISACHIEF COMPLIANCE OFFICER
AUCHINCLOSS JAMES GORDONOWNER
ROSENWALD JILLTRUSTEE
LAVELLE ERINCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC
KRAMER STEVEN OLIVERCHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC.; CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC. AND PERSKY FINANCIAL MANAGEMENT, INC.; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC (+1 more)
ONG TEK-KHOAN NACHAIRMAN, DALTON INVESTMENTS LLC; CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC; OWNER
ROSENWALD LAURA PARKERTRUSTEE
KRAMER STEVEN OGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
LAVELLE ERIN RACHELCHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC
ROSENWALD JILL NATRUSTEE OF JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST
PARKER WALTER WELLINGTONTRUSTEE OF JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST
HUNPADONGRAT JANET NACHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC
ALFANDARI SARAH BARBARACHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC

Private funds (7)

Hedge Fund: 6 · Other Private Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
DALTON INVESTMENTS TRUST - SERIES BOther Private Fund20$167.5M$1.0M
DALTON GREATER CHINA (MASTER) FUND LPHedge Fund22$54.0M$1.0M
1937 LPHedge Fund1$52.0M$1.0M
DALTON ASIA (MASTER) FUND LPHedge Fund30$45.9M$1.0M
DALTON KIZUNA (MASTER) FUND LPHedge Fund28$45.1M$1.0M
DALTON INDIA (MASTER) FUND LPHedge Fund52$25.2M$1.0M
PACIFIC AND GENERAL (MASTER) FUND, L.P.Hedge Fund29$23.5M$1.0M

Fund service providers (2)

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