TRI-AD CAPITAL MANAGEMENT, INC.
TRI-AD CAPITAL MANAGEMENT, INC. of ESCONDIDO, CA is an SEC-registered investment adviser (CRD 109687). Regulatory assets under management: $448.9M.
Registration
- CRD: 109687
- SEC file number: 801-108470
- Type: Registered investment adviser
- Location: 221 W CREST STREET, SUITE 300, ESCONDIDO, CA, 92025
- Phone: 760-743-7555
- Latest filing: 2022-03-15
- Regulatory AUM: $448.9M
- Discretionary AUM: $5.7M
- Non-discretionary AUM: $443.2M
- Clients: 5
- Accounts: 52
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| HAMILTON CURTIS DUANE | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Simons Judy Ann | CHIEF COMPLIANCE OFFICER | — |
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