SMBC ASSET MANAGEMENT, INC.

SMBC ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 109691).

Registration

Business model

Compensation: Other.

Clients served: Investment cos, Other.

Officers, owners & control persons (20)

NameRoleLocation
HOSHINO KIYOTAKACHAIRMAN; DIRECTOR; PRESIDENT
FUKUMURO EIJIDIRECTOR
UEMATSU YOSHIAKICHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRESIDENT & CEO (+1 more)
OGAWA KOICHIDIRECTOR
TANAKA HIDEOPRESIDENT & CEO
ICHIJO SHUNSUKECHAIRMAN; DIRECTOR
KANAMURA AKIHIKODIRECTOR
TAMAMURA TOSHIHISACHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER
HAGGERTY MARGARET ROSEPORTFOLIO MANAGER
CONNELLY STEPHEN PPORTFOLIO MANAGER
WAKABAYASHI NOBUMASADIRECTOR
MATSUBARA HITOMICHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER
OTSUKA SUNAODIRECTOR
SHIRAKI HISASHIDIRECTOR
NAKAMURA CHIKARADIRECTOR
UEHARA SHINICHIRODIRECTOR
OBARA MICHIODIRECTOR
OZAKI HIDEOMIDIRECTOR
Tsuyoshi (Nmn) NiijimaPRESIDENT AND CEO / DIRECTOR
Wei (Nmn) ZhaoCHIEF COMPLIANCE OFFICER

More on this firm