SMBC ASSET MANAGEMENT, INC.

SMBC ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 109691).

Registration

Business model

Compensation: Other.

Clients served: Investment cos, Other.

Officers, owners & control persons (20)

NameRoleLocation
HOSHINO KIYOTAKACHAIRMAN; DIRECTOR; PRESIDENT—
FUKUMURO EIJIDIRECTOR—
UEMATSU YOSHIAKICHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRESIDENT & CEO (+1 more)—
OGAWA KOICHIDIRECTOR—
TANAKA HIDEOPRESIDENT & CEO—
ICHIJO SHUNSUKECHAIRMAN; DIRECTOR—
KANAMURA AKIHIKODIRECTOR—
TAMAMURA TOSHIHISACHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER—
HAGGERTY MARGARET ROSEPORTFOLIO MANAGER—
CONNELLY STEPHEN PPORTFOLIO MANAGER—
WAKABAYASHI NOBUMASADIRECTOR—
MATSUBARA HITOMICHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER—
OTSUKA SUNAODIRECTOR—
SHIRAKI HISASHIDIRECTOR—
NAKAMURA CHIKARADIRECTOR—
UEHARA SHINICHIRODIRECTOR—
OBARA MICHIODIRECTOR—
OZAKI HIDEOMIDIRECTOR—
Tsuyoshi (Nmn) NiijimaPRESIDENT AND CEO / DIRECTOR—
Wei (Nmn) ZhaoCHIEF COMPLIANCE OFFICER—

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