NEPC, LLC

NEPC, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 110562). Regulatory assets under management: $152.7B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos.

Officers, owners & control persons (36)

Showing 25 of 36 people.

NameRoleLocation
Nelson RussellPARTNER AND MEMBER OF THE GOVERNANCE BOARDButrlington, MA
Michael Patrick ManningCHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER
Timothy F MccuskerCHIEF INVESTMENT OFFICER; PRESIDENT
Kellie Lyn KaneCHIEF OPERATING OFFICER
John F ReganCHIEF COMPLIANCE OFFICER
Andrew M HoneCHIEF LEGAL COUNSEL
Steven Floyd CharltonHEAD OF CLIENT SOLUTIONS
Kathy Ann ConnorsCHIEF CONSULTING OFFICER
Judy Ann MurphyCHIEF HUMAN RESOURCES OFFICER
AUSTIN SAMUEL MPARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE; PARTNER AND MEMBER OF THE GOVERNANCE BOARD
CHARLTON RICHARD MINARDCHAIRMAN & CEO; CHAIRMAN & CEO, TRUSTEE OF NEW ENGLAND PENSION CONSULTANTS TRUST; CHAIRMAN EMERITUS (+4 more)
CHARLTON STEVEN FLOYDEXECUTIVE COMMITTEE MEMBER; MANAGING PARTNER
MANNING MICHAEL PATRICKCOO; MANAGING PARTNER; PRESIDENT
BOGLE WILLIAM YATESCHIEF COMPLIANCE OFFICER
BREITFELDER JOSEPH STANLEYEXECUTIVE COMMITTEE MEMBER; MANAGING PARTNER
KONICKI CATHERINE MARYMANAGING PARTNER
GRIGGS ELLEN WORTHINGTONCHIEF OPERATING OFFICER; MANAGING PARTNER
CHERTAVIAN LEVONDIRECTOR
KELLY MATTHEW DANIELCHIEF OPERATING OFFICER
HARDING KAREN MARIEPARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE; PARTNER AND MEMBER OF THE GOVERNANCE BOARD
RONEY JOHN EDWARDEXECUTIVE COMMITTEE MEMBER
PERRY MERVYN FPARTNER AND MEMBER OF THE GOVERNANCE BOARD
MARTIN ALLAN CEXECUTIVE COMMITTEE MEMBER
CARMICHAEL MARTINDIRECTOR
GILL SEAN W BEXECUTIVE COMMITTEE MEMBER; PARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE

Disclosures (11)

InitiatedTypeAllegationsStatusAmount
2024-01-19regulatoryON 9/17/2024, THE SEC SETTLED ADMINISTRATIVE PROCEEDINGS AGAINST NEPC IN CONNECTION WITH ITS FAILURE TO MAKE FORM 13F FILINGS FROM THE QUARTER ENDING 12/31/2019 TO 9/30/2023. NEPC ALSO IDENTIFIED A POTENTIAL ISSUE RELATING TO THE TIMELY FILING OF FORM 13H AND SELF-REPORTED THE ISSUE TO THE SEC. NEPC…Final$725K
regulatory

More on this firm