HARBERT FUND ADVISORS, LLC

HARBERT FUND ADVISORS, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 110577). Regulatory assets under management: $7.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (41)

Showing 25 of 41 people.

NameRoleLocation
Brooke WadeDIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARYBainbridge Island, WA
Raymond Jones HarbertCHAIRMAN, CEO & DIRECTOR; EXECUTIVE CHAIRMAN; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+1 more)Birmingham, AL
BROOKE L WADEDIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARYVANCOUVER, A1
Brooke Jay WadeDIRECTORCalgary, A0
Michael Conrad BauderVICE PRESIDENT & CHIEF COMPLIANCE OFFICER
John Watkins McculloughEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY
Mary Kathryn BryantSHAREHOLDER
John Murdoch HarbertSHAREHOLDER
John Frederick BryantEXECUTIVE VICE PRESIDENT & SENIOR MANAGING DIRECTOR, ABSOLUTE RETURN STRATEGIES; SHAREHOLDER
Jason Travis PritchettPRESIDENT & CHIEF EXECUTIVE OFFICER; PRESIDENT & CHIEF OPERATING OFFICER
Lee Walton PurcellGLOBAL HEAD OF CAPITAL MARKETS
HARBERT RAYMOND JONESCHAIRMAN, CEO & DIRECTOR; CHAIRMAN, DIRECTOR; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+2 more)
BOUTWELL DAVID ALANEXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & CONTROLLER (+1 more)
LUCE MICHAEL DONEGANPRESIDENT & CHIEF OPERATING OFFICER; PRESIDENT & COO; PRESIDENT, COO & CHIEF COMPLIANCE OFFICER (+1 more)
PIASSICK JOEL BERNARDEXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR
MILLER CHARLES DONALDEXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & HEAD OF GLOBAL DISTRIBUTION; VICE PRESIDENT & TREASURER
LUCAS WILLIAM RAYDIRECTOR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY; DIRECTOR, GENERAL COUNSEL, SENIOR VICE-PRESIDENT AND SECRETARY
BAUDER MICHAEL CONRADVICE PRESIDENT & CHIEF COMPLIANCE OFFICER
BERUEFFY MAXVICE PRESIDENT, ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
HARRIS JEFF TODDASSOCIATE GENERAL COUNSEL; VICE PRESIDENT & ASSISTANT GENERAL COUNSEL; VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & DIRECTOR OF COMPLIANCE
MCCULLOUGH JOHNEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY
PIASSICK JOEL BEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR; VICE PRESIDENT & GENERAL COUNSEL
MANDT PATRICIA TDIRECTOR OF COMPLIANCE; DIRECTOR OF COMPLIANCE & RISK MANAGEMENT
WHITE MICHAEL PATRICKVICE PRESIDENT
BARKAN ANTHONY STERNVICE-PRESIDENT & SR. MANAGING DIRECTOR - FIXED INCOME

Private funds (44)

Private Equity Fund: 16 · Real Estate Fund: 20 · Venture Capital Fund: 4 · Other Private Fund: 1 · Hedge Fund: 3

Showing 15 of 44 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
GULF PACIFIC POWER, LLCPrivate Equity FundDelaware14$2.1B$1.0M
GOTHAM POWER INVESTORS LLCPrivate Equity FundDelaware3$887.9M$1.0M
HARBERT SENIORS HOUSING FUND II, LPReal Estate FundDelaware306$392.9M$2.0M
HARBERT EUROPEAN REAL ESTATE FUND V, L.P.Real Estate FundUnited Kingdom107$358.3M$10.0M
HARBERT UNITED STATES REAL ESTATE FUND VII, L.P.Real Estate FundDelaware175$317.0M$500K
HARBERT EUROPEAN REAL ESTATE FUND VI, L.P.Real Estate FundUnited Kingdom46$257.8M$10.0M
HARBERT INFRASTRUCTURE FUND VI, LPPrivate Equity FundDelaware28$238.7M$5.0M
GOLDEN SWAG, LLCPrivate Equity FundDelaware2$235.2M$1.0M
HARBERT UNITED STATES REAL ESTATE FUND VIII, LPReal Estate FundDelaware145$205.5M$500K
HARBERT CREDIT SOLUTIONS FUND IV, L.P.Private Equity FundDelaware229$191.0M$1.0M
HSH II PARALLEL FUND IIReal Estate FundLuxembourg2$179.2M$2.0M
HARBERT GROWTH PARTNERS V, LPVenture Capital FundDelaware74$140.1M$1.0M
HARBERT GENERATE CO-INVESTMENT FUND, L.P.Private Equity FundDelaware6$138.8M$100K
HARBERT POWER FUND VII, LPPrivate Equity FundDelaware56$126.7M
HARBERT POWER FUND V, LLCPrivate Equity FundDelaware61$120.1M$5.0M

Branch offices (18)

Showing 15 of 18 offices.

CityStateEmployeesPhone
LONDON10442074084120
LONDON10442074084120
DALLASTX7214756590
DALLASTX7214756590
DALLASTX72143702600
DALLASTX72143702600
NEW YORKNY5212 521-6970
SAN FRANCISCOCA5415 442-8380
SAN FRANCISCOCA5415 442-8380
NASHVILLETN5615/301-6400
NASHVILLETN5615/301-6400
NEW YORKNY5212 521-6970
RICHMONDVA4804/782-3800
RICHMONDVA4804/782-3800
CHARLOTTENC32057772078

Fund service providers (2)

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