AB CUSTOM ALTERNATIVE SOLUTIONS LLC of NASHVILLE, TN is an SEC-registered investment adviser (CRD 110879). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 32 people.
| Name | Role | Location |
|---|---|---|
| Ryan David | CHIEF FINANCIAL OFFICER | Jenks, OK |
| Kyle Christopher Digangi | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Mark Randall Manley | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| Vikas Nmn Kapoor | CHIEF EXECUTIVE OFFICER / MEMBER | — |
| SINGER MICHAEL EVAN | CHIEF EXECUTIVE OFFICER | — |
| FARRELL PATRICK JOSEPH | CHIEF FINANCIAL OFFICER | — |
| KAPOOR VIKAS | CO CHIEF EXECUTIVE OFFICER / MEMBER | — |
| DAVIES JOSEPH STUART | CO CHIEF EXECUTIVE OFFICER / MEMBER | — |
| COHEN PETER ANTHONY | ADVISORY PANEL MEMBER; PRINCIPAL | — |
| STARK MORGAN B | ADVISORY PANEL MEMBER; PRINCIPAL | — |
| STRAUSS THOMAS WOLFF | ADVISORY PANEL MEMBER/CEO/CIO; CHAIRMAN; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+1 more) | — |
| OGILVIE MARRAN HUMPHREY | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL COUNSEL; GENERAL COUNSEL (+1 more) | — |
| CLOUGH PATRICK JOSEPH | CHIEF FINANCIAL OFFICER | — |
| ANSCHER ROGER ETHAN | CHIEF LEGAL OFFICER; CHIEF OPERATING OFFICER AND GENERAL COUNSEL | — |
| DART PAUL | CHIEF OPERATING OFFICER | — |
| BAUM MARC LEWIS | CHIEF COMPLIANCE OFFICER | — |
| SOLOMON JEFFREY MARC | PRINCIPAL | — |
| FIORELLO JOHN | CHIEF COMPLIANCE OFFICER | — |
| LASOTA STEPHEN | CHIEF FINANCIAL OFFICER | — |
| STROBER ANDREW MARK | CHIEF FINANCIAL OFFICER | — |
| MANLEY MARK RANDALL | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL & CORPORATE SECRETARY | — |
| CRANCH LAURENCE EDWARD | GENERAL COUNSEL | — |
| SAYAGO ANDREA JS | CHIEF COMPLIANCE OFFICER | — |
| BENWITT MICHAEL G | GENERAL COUNSEL | — |
| LESSER DAVID MICHAEL | ASSISTANT SECRETARY; CORPORATE SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| — | regulatory | — | — | — |