VOYA INVESTMENTS, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 111091). Regulatory assets under management: $59.5B.
Compensation: % of AUM.
Clients served: Charities, Investment cos.
Showing 25 of 78 people.
| Name | Role | Location |
|---|---|---|
| Lee R Frederick | SR. VICE PRESIDENT | Lufkin, TX |
| McInerney W Joseph | DIRECTOR | Stamford, CT |
| Huey Paul Falgout | SECRETARY | — |
| Tiffani Anne Potesta | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | — |
| Jonathan Dov Nash | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER | — |
| Erica Nmn Mckenna | CHIEF COMPLIANCE OFFICER | — |
| Catrina Nmn Willingham | CHIEF FINANCIAL OFFICER | — |
| MCCARTHY JEANNE MARIE | VICE PRESIDENT | — |
| HENNESSY JAMES MICHAEL | PRESIDENT & CEO; PRESIDENT & CEO & DIRECTOR | — |
| VYNER STANLEY DAVID | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER | — |
| NAKA ROBERT SHIGEO | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER; SR. VICE PRESIDENT | — |
| ROLAND MICHAEL JOHN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER & MANAGING DIRECTOR; DIRECTOR (+4 more) | — |
| HOMER LYDIA L | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | — |
| FALGOUT HUEY PAUL | SECRETARY; SECRETARY AND SENIOR VICE PRESIDENT | — |
| MATHEWS SHAUN PATRICK | DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR; PRESIDENT, CEO | — |
| O'DONNELL JOSEPH MICHAEL | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | — |
| LISANTI MARY | EXECUTIVE VICE PRESIDENT & CIO | — |
| BERNSTEIN JEFFREY MILTON | SR. VICE PRESIDENT | — |
| JAMISON DENIS PETER | SR. VICE PRESIDENT | — |
| VYNER STANLEY D | EXECUTIVE VICE PRESIDENT & CIO | — |
| CROWL RICHARD RALPH | VICE PRESIDENT & ASST. SECRETARY | — |
| BENSINGER LAUREN DOVE | VICE PRESIDENT | — |
| STACK JOAN ANDREA | SR. VICE PRESIDENT | — |
| WAPNICK ALAN H | SR. VICE PRESIDENT | — |
| SALER RICHARD TODD | SR. VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-04-04 | regulatory | THE SEC SETTLEMENT ORDER CONTAINED THE FOLLOWING FINDINGS, WHICH THE REGISTRANT ("VIL") NEITHER ADMITTED NOR DENIED: (1) THE SECURITIES LENDING PRACTICES OF VIL RELATING TO ITS INSURANCE-DEDICATED FUNDS (THE "FUNDS") INCLUDED CALLING BACK LOANED SECURITIES IN ADVANCE OF THE DIVIDEND RECORD DATE IN O… | Final | $3.6M |