CARLYLE INVESTMENT MANAGEMENT L.L.C.

CARLYLE INVESTMENT MANAGEMENT L.L.C. of WASHINGTON, DC is an SEC-registered investment adviser (CRD 111128). Regulatory assets under management: $283.8B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (33)

Showing 25 of 33 people.

NameRoleLocation
Daniel Anthony D'AnielloCO-FOUNDER - THE CARLYLE GROUPWashington, DC
David Mark RubensteinCO-FOUNDER - THE CARLYLE GROUPWashington, DC
Justin PlouffeCHIEF FINANCIAL OFFICER - THE CARLYLE GROUPNEW YORK, NY
Lee KewsongMANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUPNew York, NY
Catherine Laboure ZiobroCHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP
William Elias ConwayCO-FOUNDER - THE CARLYLE GROUP
Jeffrey William FergusonGENERAL COUNSEL - THE CARLYLE GROUP; MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP
Heather Ann MitchellCHIEF RISK OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP
Harvey Mitchell SchwartzCHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP
Lindsay P LobueCHIEF OPERATING OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP
John Christopher RedettCO-PRESIDENT AND HEAD OF PRIVATE EQUITY - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - THE CARLYLE GROUP
MITCHELL JUDY ANNMANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP
FINN GLENN CHRISTOPHERMANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP
CONWAY WILLIAM ELIASCO-FOUNDER/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP; CO-FOUNDER/INTERIM CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP (+6 more)
DANIELLO DANIEL ANTHONYMANAGING DIRECTOR; MANAGING MEMBER
RUBENSTEIN DAVID MARKCO-FOUNDER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS"; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS (+4 more)
HARRIS JOHN FENTONMANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER
FERGUSON JEFFREY WILLIAMLEGAL; MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP; MANAGING DIRECTOR/LEGAL
MITTL RALPH FRANCISCHIEF COMPLIANCE OFFICER
NACHTWEY PETER HAMILTONMANAGING DIRECTOR/CFO
D'ANIELLO DANIEL ANTHONYCO-FOUNDER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS"; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS (+2 more)
ZIOBRO CATHERINE LABOURECHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" (+1 more)
YOUNGKIN GLENN ALLENMANAGING DIRECTOR/CFO; MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/COO - THE CARLYLE GROUP (+2 more)
FRIEDMAN ADENA TESTACHIEF FINANCIAL OFFICER; MANAGING DIRECTOR/CFO - THE CARLYLE GROUP
ROSENBLUM BRUCE EDWARDMANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2025-01-13regulatoryIN JANUARY 2025, CARLYLE INVESTMENT MANAGEMENT L.L.C., CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C., AND ALPINVEST PARTNERS B.V. (TOGETHER, THE "CARLYLE ADVISERS") ENTERED INTO A SETTLEMENT WITH THE SEC AND CONSENTED TO THE ENTRY OF AN ORDER (THE "ORDER") FINDING THAT THE CARLYLE ADVISERS DID…Final$5.6M
2018-05-28regulatoryTHE BANK OF ITALY RAISED THE BELOW TECHNICAL ALLEGATIONS AGAINST CARLYLE REAL ESTATE SGR S.P.A., A NON-U.S. ADVISORY AFFILIATE THAT CURRENTLY MANAGES ONE REAL ASSETS-RELATED FUND VEHICLE: - CERTAIN PROCEDURAL SHORTCOMINGS IN CARRYING OUT THE REVIEW OF CERTAIN BENEFICIAL OWNERS UP CERTAIN INVESTORS'…Final$60K

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