TEMPLETON INVESTMENT COUNSEL, LLC of FT. LAUDERDALE, FL is an SEC-registered investment adviser (CRD 111370). Regulatory assets under management: $4.6B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 46 people.
| Name | Role | Location |
|---|---|---|
| Scott Tucker | SR. VP/PORTFOLIO MGR.-RESEARCH ANALYST | Portland, OR |
| Thomas Clifton Merchant | CHIEF LEGAL OFFICER | — |
| Leeor Paul Avigdor | TREASURER | — |
| Jed Andrew Plafker | EXECUTIVE VICE PRESIDENT | — |
| Peter Anthony Nori | EXEC. VP/PORTFOLIO MGR.-RESEARCH ANALYST | — |
| Harlan Bradford Hodes | EXECUTIVE VICE PRESIDENT/PORTFOLIO MANAGER-RESEARCH ANALYST | — |
| Bjorn Anthony Davis | CHIEF COMPLIANCE OFFICER | — |
| Thomas Alan Meyers | EXECUTIVE VICE PRESIDENT | — |
| FLANAGAN MARTIN LAWRENCE | EXEC.VICE PRESIDENT & COO | — |
| ANDERSON JEFFREY DOUGLAS | SR. VP-INSTITUTIONAL MARKETING | — |
| FISHER THEODORE JOHN | EXECUTIVE VICE PRESIDENT | — |
| MERCHANT THOMAS CLIFTON | CHIEF LEGAL OFFICER | — |
| TYLE CRAIG STEVEN | CHIEF LEGAL OFFICER | — |
| GULLEY MADISON STERLING | EXECUTIVE VICE PRESIDENT | — |
| PAINTER SHELLY MARIE | TREASURER | — |
| PLAFKER JED ANDREW | EXECUTIVE VICE PRESIDENT | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| MCGOWAN GREGORY EUGENE | EXEC. VICE PRESIDENT | — |
| REED DONALD FRANCIS | CEO; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHAIRMAN | — |
| D'AGROSA MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| HARRINGTON TRACY ANN | SR. VP-INSTITUTIONAL MKTG. SUPPORT | — |
| HUTCHENS CHARLES REED | SR. VICE PRESIDENT & DIRECTOR CLIENT SERVICE | — |
| NORI PETER ANTHONY | EXEC. VP/PORTFOLIO MGR.-RESEARCH ANALYST; SR. VP/PORTFOLIO MGR.-RESEARCH ANALYST | — |
| YANG GUANG | SR. VP/PORTFOLIO MGR.-RESEARCH ANALYST | — |
| DOCAL ANTONIO TOMAS | EXEC. VP/PORTFOLIO MANAGER-RESEARCH ANALYST; PRESIDENT; SR. VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |