TEMPLETON ASSET MANAGEMENT LTD. of SINGAPORE is an SEC-registered investment adviser (CRD 111382). Regulatory assets under management: $24.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos, Other.
Showing 25 of 40 people.
| Name | Role | Location |
|---|---|---|
| Thomas Clifton Merchant | CHIEF LEGAL OFFICER | — |
| Ser Chon NA Goh | CHIEF COMPLIANCE OFFICER | — |
| Seh Kuan NA Lim | DIRECTOR | — |
| Manraj Singh Sekhon | CO-CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | — |
| Tek-Khoan NA Ong | DIRECTOR | — |
| Tariq Ashfaq Ahmad | DIRECTOR & CO-CEO | — |
| FLANAGAN MARTIN LAWRENCE | DIRECTOR | — |
| JOHNSON BRENT EUGENE | DIRECTOR | — |
| MERCHANT THOMAS CLIFTON | CHIEF LEGAL OFFICER | — |
| GULLEY MADISON STERLING | TRADING OFFICER | — |
| ADVANI VIJAY CHANDUR | DIRECTOR | — |
| PLAFKER JED ANDREW | DIRECTOR | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| MOBIUS JOSEPH BENHARD | MANAGING DIRECTOR | — |
| BROWNING MARK BANKS | DIRECTOR AND CO-CEO | — |
| MCGOWAN GREGORY EUGENE | DIRECTOR | — |
| WU WAI KWOK TOM | DIRECTOR; DIRECTOR/SR.EXEC.VP/PORTFOLIO MANAGER | — |
| EDWARDS ALEXANDER THOMAS | CHIEF COMPLIANCE OFFICER | — |
| HO NGA LING PEGGY | CHIEF LEGAL COUNSEL-ASIA | — |
| LIM DENNIS CHONG-BOON | DIRECTOR AND CEO; DIRECTOR AND CO-CEO; DIRECTOR/SR.EXEC. VP/PORTFOLIO MANAGER | — |
| CHONG SEAN CHEE HONG | CHIEF LEGAL OFFICER; COMPANY SECRETARY | — |
| HOLOWESKO MARK GORDON | DIRECTOR | — |
| HARGRAVES KELLIE ANN | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON CHARLES ENDLER | DIRECTOR | — |
| WU WAI KWOK | DIRECTOR; DIRECTOR/SR.EXEC.VP/PORTFOLIO MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |