TEMPLETON GLOBAL ADVISORS LIMITED of NASSAU is an SEC-registered investment adviser (CRD 111383). Regulatory assets under management: $25.8B.
Showing 25 of 43 people.
| Name | Role | Location |
|---|---|---|
| Scott Tucker | EXECUTIVE VICE PRESIDENT | Portland, OR |
| Thomas Clifton Merchant | CHIEF LEGAL OFFICER | — |
| Leeor Paul Avigdor | TREASURER | — |
| Bjorn Anthony Davis | CHIEF COMPLIANCE OFFICER | — |
| Alok NA Sethi | DIRECTOR | — |
| Christopher Peel | DIRECTOR AND PRESIDENT AND CEO | — |
| FLANAGAN MARTIN LAWRENCE | DIRECTOR & EXECUTIVE VICE PRESIDENT | — |
| JOHNSON BRENT EUGENE | DIRECTOR | — |
| MERCHANT THOMAS CLIFTON | CHIEF LEGAL OFFICER | — |
| TYLE CRAIG STEVEN | CHIEF LEGAL OFFICER | — |
| GULLEY MADISON STERLING | CHIEF TRADING OFFICER; EXECUTIVE VICE PRESIDENT | — |
| PAINTER SHELLY MARIE | TREASURER | — |
| LEWIS KENNETH ALLAN | EXECUTIVE VICE PRESIDENT; TREASURER | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| WINNER DALE ALLAN | SENIOR VICE PRESIDENT | — |
| MOBIUS JOSEPH BENHARD | DIRECTOR & EXECUTIVE VICE PRESIDENT | — |
| MCGOWAN GREGORY EUGENE | DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, EXECUTIVE VICE PRESIDENT & SECRETARY; EXECUTIVE VICE PRESIDENT & SECRETARY | — |
| BOERSMA NORMAN JOHN | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND DIRECTOR; PRESIDENT, CEO AND DIRECTOR | — |
| MOESCHTER PETER MANFRED | EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER; EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER & DIRECTOR | — |
| D'AGROSA MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON CHARLES BARTLETT | DIRECTOR | — |
| EVERETT JEFFREY ARTHUR | DIRECTOR, CHAIRMAN AND PRESIDENT; PRESIDENT AND DIRECTOR | — |
| MURCHISON MURDOCH ROSS | EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER; PRESIDENT; SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | — |
| MYERS LISA FEINMAN | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| SWEETING CYNTHIA LEWIS | DIRECTOR AND CHAIRMAN OF THE BOARD; DIRECTOR AND PRESIDENT; PRESIDENT (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |