SUMNICHT & ASSOCIATES, LLC of APPLETON, WI is an SEC-registered investment adviser (CRD 111421). Regulatory assets under management: $107.9M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Vernon Coffey Sumnicht | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER; OWNER | Appleton, WI |
| Debra Sumnicht | PASSIVE OWNER | — |
| SUMNICHT VERNON COFFEY | CEO; CEO, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER (+3 more) | — |
| MEHROTRA PRATEEK | CHIEF INVESTMENT OFFICER | — |
| WANTA LINDA MARLENE | OPERATIONS DIRECTOR | — |
| HACKNEY DAVID EDWIN | CCO, CFO, COO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CCO, CFO, COO (+1 more) | — |
| SUMNICHT DEBRA | PASSIVE OWNER | — |
| RIEDL ROBERT LOUIS | DIRECTOR OF WEALTH MANAGEMENT | — |
| SELF CHARLES HENRY | CHIEF INVESTMENT OFFICER | — |
| AUDETTE EVAN ANTHONY | CFO; CHIEF FINANCIAL OFFICER | — |
| WANTA LINDA M | OPERATIONS DIRECTOR | — |