PENNFIELD CAPITAL CORP
PENNFIELD CAPITAL CORP of SOUTH BEND, IN is an SEC-registered investment adviser (CRD 111464). Regulatory assets under management: $68.1M.
Registration
- CRD: 111464
- SEC file number: 801-35601
- Type: Registered investment adviser
- Location: 202 SOUTH MICHIGAN STREET - SUITE 325, SOUTH BEND, IN, 46601
- Phone: 574-968-9010
- Latest filing: 2026-03-12
- Regulatory AUM: $68.1M
- Discretionary AUM: $68.1M
- Clients: 2
- Accounts: 154
Business model
Compensation: % of AUM, Hourly.
Clients served: High net worth, Pooled vehicles.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| MOCK RICHARD MARSHALL | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| MOCK DEIRDRE NELIGAN | VICE PRESIDENT | — |
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