PARADIGM ASSET MANAGEMENT

PARADIGM ASSET MANAGEMENT of WHITE PLAINS, NY is an SEC-registered investment adviser (CRD 111479). Regulatory assets under management: $441.7M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Pooled vehicles.

Officers, owners & control persons (13)

NameRoleLocation
James Eric FrancisMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER—
Gregory PaiSENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER—
Jeffrey Edward MarcusSENIOR PORTFOLIO MANAGER AND SHAREHOLDER—
Odalisse Miguelina SosaCHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER—
JOHNSON BROCK ALLANCHIEF FINANCIAL OFFICER—
FRANCIS JAMES ERICMANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDER; MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+2 more)—
PAI GREGORYMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER (+1 more)—
DUFFY EUGENE JONESEXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND CLASS A SHAREHOLDER; SHAREHOLDER—
MARCUS JEFFREY EDWARDSENIOR PORTFOLIO MANAGER; SENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDER; SENIOR PORTFOLIO MANAGER AND SHAREHOLDER—
PAI GREGORY R NMNMANAGING DIRECTOR; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT—
PHILIPS THOMAS KANIANTHRACHIEF INVESTMENT OFFICER—
SOSA ODALISSE MCHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER—
SOSA ODALISSE MIGUELINACHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER—

Branch offices (2)

CityStateEmployeesPhone
NEW YORKNY3212-771-6100
NEW YORKNY3212-771-6100

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