CAIN, WATTERS & ASSOCIATES, LLC of FRISCO, TX is an SEC-registered investment adviser (CRD 111521). Regulatory assets under management: $5.0B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| Darrell Ward Cain | CEO | Plano, TX |
| Dan Charles Wicker | CEO | — |
| Timothy Basil Greaves | CEO | — |
| Toni Hatcher Lee | CEO | Frisco, TX |
| Thomas Robert Sanders | CEO | — |
| Steven Bradley Clapp | CEO | — |
| Brian Robert Bortz | CEO | — |
| Steven Lawrence Cain | CEO | — |
| Judson Standefer Crawford | CEO | — |
| Charles Arnold Loretto | MANAGING MEMBER | — |
| Hunter David Satterfield | CEO | — |
| Mason Stern | MANAGING MEMBER | — |
| David Giles Forbess | MANAGING MEMBER | — |
| Jeremy Layne Bolf | CHIEF COMPLIANCE OFFICER | — |
| Scott Erwin | CHIEF OPERATIONS OFFICER | — |
| CAIN DARRELL WARD | CEO; CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| WATTERS MICHAEL TAYLOR | PRESIDENT; VICE-PRESIDENT; VICE-PRESIDENT/CCO | — |
| MOORE GARY VERN | CHIEF COMPLIANCE OFFICER | — |
| HEFFRON KRISTI J | CHIEF COMPLIANCE OFFICER | — |
| SANDERS MICHAEL ROBERT | CEO; MANAGING MEMBER | — |
| WATTERS MICHAEL | VICE-PRESIDENT | — |
| WICKER DAN CHARLES | CEO; MANAGING MEMBER | — |
| GREAVES TIMOTHY BASIL | CEO; MANAGING MEMBER | — |
| GAST TERESA DONNE | MANAGING MEMBER | — |
| LEE TONI HATCHER | CEO; CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | criminal | — | — | — |