SWAN & HERRING, LLC

SWAN & HERRING, LLC of LAGUNA NIGUEL, CA is an SEC-registered investment adviser (CRD 113540). Regulatory assets under management: $67.2M.

Registration

• CRD: 113540
• SEC file number: 801-60439
• Type: Registered investment adviser
• Location: 30011 IVY GLENN DRIVE, SUITE 200, LAGUNA NIGUEL, CA, 92677-5017
• Phone: 949-495-8870
• Latest filing: 2005-04-01
• Regulatory AUM: $67.2M
• Discretionary AUM: $67.2M
• Clients: 1
• Accounts: 4

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 113540 on SEC IAPD (source of record)
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