ASSET ALLIANCE ADVISORS INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 113598). Regulatory assets under management: $26.8M.
| Name | Role | Location |
|---|---|---|
| KONITS DAVID MATTHEW | CCO & GSP | — |
| MINTZ ARNOLD LAWRANCE | CHIEF COMPLIANCE OFFICER; EVP AND SECRETARY; EVP, SECRETARY AND DIRECTOR | — |
| LIPNICK BRUCE HOWARD | CEO AND DIRECTOR; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CCO (+2 more) | — |
| BONDI STEPHEN GERARD | EVP & CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; SVP AND CFO; SVP, CFO & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| JING XIAO-HONG | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | — |
| RICK SAMANTHA | CHIEF COMPLIANCE OFFICER | — |
| STRAUCH MARK PAUL | DIRECTOR | — |
| LONG DAVID RICHARD | DIRECTOR | — |
| MOSES JEFFREY MARK | SVP AND ASS'T SECRETARY; SVP AND DIR. OF INVESTMENT RESEARCH | — |
| MINTZ ARNOLD LAWRENCE | EVP, SECRETARY AND DIRECTOR; PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER; PRESIDENT, SECRETARY AND DIRECTOR | — |
| GORIN NATHAN CHARLES | CFO; CHIEF FINANCIAL OFFICER | — |
| DEGEN BENNETT CRAIG | VICE PRESIDENT AND DIRECTOR OF RISK MANAGEMENT | — |
| AZLEN MICHAEL WILLIAM | MANAGING DIRECTOR | — |
| DALRYMPLE NATHALIE ANN | CHIEF FINANCIAL OFFICER | — |
| WU XIN | EXECUTIVE VICE PRESIDENT | — |
| CILIBERTI ANTHONY ROBERT | CHIEF COMPLIANCE OFFICER; GSP | — |
| POLANSKY STUART RICHARD | CHIEF FINANCIAL OFFICER | — |