M&G INVESTMENT MANAGEMENT LTD. of LONDON, ENGLAND is an SEC exempt reporting adviser (CRD 114527).
Showing 25 of 52 people.
| Name | Role | Location |
|---|---|---|
| Jeffrey Tyler Daniel | DIRECTOR | New York, NY |
| Marcello Arona | DIRECTOR | Greenwich, CT |
| Jeffrey Lawrence Cotton | CHIEF COMPLIANCE OFFICER | Philadelphia, PA |
| Massimo Tosato | NON EXECUTIVE DIRECTOR | — |
| Richard Turnill | NON EXECUTIVE DIRECTOR | — |
| Joseph Gilou Pinto | DIRECTOR | — |
| Philippe Quix | NON EXECUTIVE DIRECTOR | — |
| Susan Clare Brady | NON EXECUTIVE DIRECTOR | — |
| Shawn Elizabeth Gamble | CHIEF COMPLIANCE OFFICER | — |
| Timothy Francis Page | CHIEF COMPLIANCE OFFICER | — |
| Chris Chaloner | NON EXECUTIVE DIRECTOR | — |
| JOHNSON JOHN MICHAEL | DIRECTOR | — |
| MCLINTOCK MICHAEL GEORGE ALEXANDER | CHIEF EXECUTIVE | — |
| ROSENGARTEN EDWARD LOUIS | DIRECTOR | — |
| PILCHER SIMON HUMPHREY WESTLAND | DIRECTOR | — |
| ASHPLANT ANTHONY JOHN | DIRECTOR; DIRECTOR CHIEF COMPLIANCE OFFICER | — |
| LEWIS MARTIN | DIRECTOR | — |
| JOHNSON PHILIP | DIRECTOR | — |
| SCRINE LESLIE JOHN | DIRECTOR | — |
| MOORE DAVID RICHARD | DIRECTOR | — |
| MASON ALBERT DAVID | DIRECTOR | — |
| FOLEY JOHN WILLIAM | DIRECTOR | — |
| DONNELLY NEIL M | CHIEF COMPLIANCE OFFICER | — |
| MOLLOY FIONA JANE | COMPANY SECRETARY | — |
| RICHARDS ANNE HELEN | CHIEF EXECUTIVE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-10-01 | regulatory | THE FCA'S ENFORCEMENT DIVISION HAS CONCLUDED THAT, BETWEEN 1 JULY 2008 AND 30 SEPTEMBER 2017, PRUDENTIAL FAILED TO TAKE REASONABLE CARE IN RELATION TO NON-ADVISED SALES OF ANNUITIES TO EXISTING CUSTOMERS WHO WERE APPROACHING RETIREMENT AND WHO MAY HAVE BEEN ELIGIBLE FOR A BETTER ANNUITY RATE ON THE… | Final | $28.9M |
| 2017-04-04 | regulatory | THE BAFIN ALLEGED THAT MAGIM DID NOT HAVE PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH GERMAN LAW REGARDING NOTIFICATION TO THE BAFIN OF SIGNIFICANT SHAREHOLDINGS IN GERMAN SECURITIES. | Final | $79K |
Other Private Fund: 7 · Private Equity Fund: 5 · Real Estate Fund: 3
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| M&G ALPHA OPPORTUNITIES FUND | Other Private Fund | Ireland | 79 | $7.4B | $1.0M |
| LUXEMBOURG SPECIALIST INVESTMENT FUNDS (2) FCP - M&G PRIVATE EQUITY OPPORTUNITIES FUND | Private Equity Fund | Luxembourg | 3 | $5.4B | $5.0M |
| LUXEMBOURG SPECIALIST INVESTMENT FUNDS (2) FCP - M&G REAL ASSETS FUND | Private Equity Fund | Luxembourg | 1 | $2.3B | $5.0M |
| LION CREDIT OPPORTUNITY FUND PLC - CREDIT OPPORTUNITY FUND III | Other Private Fund | Ireland | 28 | $932.5M | $110K |
| INFRACAPITAL PARTNERS IV SCSP | Private Equity Fund | Luxembourg | 21 | $807.2M | $1.2M |
| M&G INFRASTRUCTURE AND REAL ASSETS HORIZON FUND | Private Equity Fund | Ireland | 1 | $631.9M | $5.0M |
| M&G SUSTAINABLE ALPHA OPPORTUNITIES FUND | Other Private Fund | Ireland | 5 | $573.1M | $1.0M |
| LION CREDIT OPPORTUNITIES FUND PLC - M&G SRT FUND II | Other Private Fund | Ireland | 28 | $510.7M | $110K |
| M&G REAL ESTATE DEBT FINANCE VI DESIGNATED ACTIVITY COMPANY | Real Estate Fund | Ireland | 23 | $311.3M | $13.5M |
| LION CREDIT OPPORTUNITY FUND PLC - CREDIT OPPORTUNITY FUND XII | Other Private Fund | Ireland | 7 | $249.5M | $110K |
| M&G REAL ESTATE DEBT FUND SCSP, SICAV - RAIF - REDF 7 | Real Estate Fund | Luxembourg | 3 | $188.1M | $13.5M |
| M&G REAL ESTATE DEBT FUND SCSP, SICAV - RAIF - REDF 8 | Real Estate Fund | Luxembourg | 3 | $40.0M | $13.5M |
| INFRACAPITAL PARTNERS LP | Private Equity Fund | United Kingdom | 32 | $9.9M | $673K |
| M&G SPECIALTY FINANCE FUND 3 (GBP) | Other Private Fund | Luxembourg | 1 | — | — |
| M&G SPECIALTY FINANCE FUND 3 (EUR) | Other Private Fund | Luxembourg | 0 | — | $117K |