LUMBARD & KELLNER, LLC

LUMBARD & KELLNER, LLC of HOLLIS, NH is an SEC-registered investment adviser (CRD 117196). Regulatory assets under management: $443.6M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (14)

NameRoleLocation
John Ashmore LumbardMANAGER—
Peter Boyd CozMEMBER—
Drew Dawson KellnerMEMBER, CHIEF COMPLIANCE OFFICER—
Anne RussellMEMBER—
James B ConwayMEMBER—
LUMBARD JOHN ASHMOREGENERAL PARTNER; LIMITED PARTNER; MANAGER (+1 more)—
LUMBARD ELIOT HOWLANDLIMITED PARTNER; MEMBER—
RUSSELL GORDON ALANLIMITED PARTNER; MEMBER—
RUSSELL CELIA MARYLIMITED PARTNER; MEMBER—
COLLORA MICHAEL ALLENLIMITED PARTNER; MEMBER—
COZ PETER BOYDLIMITED PARTNER; MEMBER—
KELLNER DREW DAWSONMEMBER, CCO; MEMBER, CHIEF COMPLIANCE OFFICER; OWNER—
RUSSELL ANNEMEMBER—
CONWAY JAMES BMEMBER—

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