STEBEN & COMPANY, LLC of EXCELSIOR, MN is an SEC-registered investment adviser (CRD 117808). Regulatory assets under management: $69.2M.
Compensation: % of AUM.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Brian F Hull | CHIEF COMPLIANCE OFFICER | — |
| Kevin Michael Kinzie | CHIEF EXECUTIVE OFFICER | — |
| Jon Chadwick Essen | CHIEF FINANCIAL OFFICER | — |
| Kevin Michael Kinzie | MANAGER | — |
| STEBEN KENNETH EDWARD | PRESIDENT; PRESIDENT AND CEO, DIRECTOR; PRESIDENT AND TRUSTEE OF KENNETH E. STEBEN REVOCABLE TRUST (+2 more) | — |
| HULL BRIAN F | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; VICE PRESIDENT OPERATIONS; FINOP (+4 more) | — |
| BULLEY MICHAEL DONALD | DIRECTOR; VICE PRESIDENT OF RESEARCH & RISK MANAGEMENT | — |
| GANOE MARY ELEANOR | CHIEF COMPLIANCE OFFICER | — |
| MCDONNAUGH PIERRE NIGEL | IN-HOUSE COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| HASSANEIN AHMED SAAD | CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER/FINOP | — |
| GAINSBURG BARRY ROBERT | CHIEF COMPLIANCE OFFICER | — |
| MENARD NEIL DAVID | DIRECTOR OF SALES AND MARKETING; SENIOR VICE PRESIDENT, DISTRIBUTION | — |
| KINZIE KEVIN MICHAEL | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| ESSEN JON CHADWICK | CHIEF FINANCIAL OFFICER; MANAGER | — |
| GRADY JOHN HENRY JR | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| SERGER CARL ANDREW | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND FINOP; CHIEF FINANCIAL OFFICER AND FINOP, DIRECTOR | — |
| ROSENBERGER FRANCINE JUDITH | GENERAL COUNSEL | — |
| DOLFIN JOHN | CHIEF INVESTMENT OFFICER | — |
| WELTLER BRADLEY JAY | VICE PRESIDENT OF DISTRIBUTION | — |