SPARX INVESTMENT & RESEARCH, USA, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 117985). Regulatory assets under management: $281.4M.
| Name | Role | Location |
|---|---|---|
| ABE SHUHEI | CHAIRMAN; CHAIRMAN OF SPARX GROUP CO., LTD.; DIRECTOR (+1 more) | — |
| SHIMIZU MIKIRO | CHAIRMAN; MANAGING DIRECTOR; MANAGING DIRECTOR & PRESIDENT | — |
| KLEINBECK ERIK CHRISTOFFER | MANAGING DIRECTOR; SENIOR VICE PRESIDENT & TREASURER, MANAGER CLIENT & FUND ADMINISTRATION; VICE PRESIDENT & ASSISTANT TREASURER, MANAGER CLIENT & FUND ADMINISTRATION | — |
| MATSUOKA YOKO | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| MAEDA BART TORAO | VICE PRESIDENT | — |
| MEDINA KEVIN TODD | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; VICE PRESIDENT (+1 more) | — |
| TSUCHIYA TAKASHI | MANAGING DIRECTOR | — |
| TABAR SAM VICTOR | VICE PRESIDENT; COUNSEL | — |
| FONG HOI LEUNG | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| GARTENLAUB EVAN ROBERT | COUNSEL; VICE PRESIDENT; MANAGING DIRECTOR; COUNSEL; PRESIDENT (+1 more) | — |
| PODSIADLO EUGENE LAWRENCE | EXECUTIVE VICE PRESIDENT; PRESIDENT, SPARX FUNDS | — |
| COX JAMES WILLIAM | GROUP GENERAL COUNSEL | — |
| TATSUNO JITSUO | SENIOR MANAGER - CLIENT ADMINISTRATION | — |
| KAWAZU JUN | HEAD OF TRADING GROUP | — |
| NONAKA KENJI | ASSISTANT MANAGER | — |
| ANDO KAHORI | SENIOR FUND MANAGER - HEAD OF LARGE CAP TEAM | — |
| TAKEDA MASAKAZU | ANALYST | — |
| CLARK CARL V | VICE PRESIDENT | — |
| KUBO MATTHEW YUKIO | MANAGING DIRECTOR; PRESIDENT; PRESIDENT | — |
| LO KINFAI | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| SHIMOKO MICHAEL JO | PRESIDENT, DIRECTOR | — |
| COX JAMES W | MANAGING DIRECTOR; MANAGING DIRECTOR & SECRETARY | — |
| WAKABAYASHI TAICHI | SENIOR VICE PRESIDENT MARKETING | — |
| YUASA ALAN T | TREASURER | — |