RAUB/ BROCK CAPITAL MANAGEMENT, INC.
RAUB/ BROCK CAPITAL MANAGEMENT, INC. of CORTE MADERA, CA is an SEC-registered investment adviser (CRD 118034). Regulatory assets under management: $86.8M.
Registration
- CRD: 118034
- SEC file number: 801-63606
- Type: Registered investment adviser
- Location: 21 TAMAL VISTA BLVD, SUITE 230, CORTE MADERA, CA, 94925
- Phone: 415-927-6990
- Latest filing: 2010-03-19
- Regulatory AUM: $86.8M
- Discretionary AUM: $83.6M
- Non-discretionary AUM: $3.2M
- Clients: 1
- Accounts: 216
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| RAUB DAVID WRIGHT | VICE PRESIDENT | — |
| BROCK FRANCIS JAMES | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
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