WINNING POINTS ADVISORS, L.L.C. of BOCA RATON, FL is an SEC-registered investment adviser (CRD 118077). Regulatory assets under management: $173.1M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Charles Sutcliffe Stoll | MANAGING MEMBER/CCO | — |
| SWENDIMAN MATTHEW ASHLEY | CCO | — |
| STOLL GEORGES ALEXANDER | MEMBER | — |
| STOLL CHARLES SUTCLIFFE | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CCO | — |
| STOLL CHARLES PRESTON | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-09-15 | civil | THE WRONG MUTUAL FUNDS WHERE CHOSEN FOR CLIENTS, PRIOR TO COVID | Final | — |