SHEAFF BROCK INVESTMENT ADVISORS, LLC

SHEAFF BROCK INVESTMENT ADVISORS, LLC of INDIANAPOLIS, IN is an SEC-registered investment adviser (CRD 118739). Regulatory assets under management: $1.4B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (8)

NameRoleLocation
Ronald Robert BrockMEMBER/CHIEF FINANCIAL OFFICER; OWNER/MEMBER
David Sheaff GilreathMEMBER; OWNER/MEMBER
Audrey Lynn BruchCHIEF COMPLIANCE OFFICER
KURZAWA AUDREY LCHIEF COMPLIANCE OFFICER
GILREATH DAVID SHEAFFMEMBER; MEMBER/ CHIEF COMPLIANCE OFFICER; OWNER/MEMBER
BROCK RONALD ROBERTMEMBER; MEMBER/CHIEF FINANCIAL OFFICER; OWNER/MEMBER
KURZAWA AUDREY LYNNCHIEF COMPLIANCE OFFICER
BRUCH AUDREY LYNNCHIEF COMPLIANCE OFFICER

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