THE CARROLL FINANCIAL GROUP, INC.
THE CARROLL FINANCIAL GROUP, INC. of CINCINNATI, OH is an SEC-registered investment adviser (CRD 119451). Regulatory assets under management: $77.5M.
Registration
- CRD: 119451
- SEC file number: 801-63897
- Type: Registered investment adviser
- Location: 2142 ALPINE PLACE, CINCINNATI, OH, 45206
- Phone: 513-861-1889
- Latest filing: 2012-05-04
- Regulatory AUM: $77.5M
- Discretionary AUM: $57.0M
- Non-discretionary AUM: $20.5M
- Clients: 1
- Accounts: 369
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| CARROLL THOMAS PATRICK | PRESIDENT/CCO; PRESIDENT & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
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