THE CARROLL FINANCIAL GROUP, INC.

THE CARROLL FINANCIAL GROUP, INC. of CINCINNATI, OH is an SEC-registered investment adviser (CRD 119451). Regulatory assets under management: $77.5M.

Registration

• CRD: 119451
• SEC file number: 801-63897
• Type: Registered investment adviser
• Location: 2142 ALPINE PLACE, CINCINNATI, OH, 45206
• Phone: 513-861-1889
• Latest filing: 2012-05-04
• Regulatory AUM: $77.5M
• Discretionary AUM: $57.0M
• Non-discretionary AUM: $20.5M
• Clients: 1
• Accounts: 369

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• CRD 119451 on SEC IAPD (source of record)
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