PROSPECT CAPITAL ADVISORS, LLC of SAUSALITO, CA is an SEC-registered investment adviser (CRD 119531). Regulatory assets under management: $309.4M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Keith Williams | CHIEF COMPLIANCE OFFICER | Atlanta, GA |
| Daniel William Mendoza | MANAGING MEMBER | — |
| WILLIAMS THOMAS KEITH | CHIEF COMPLIANCE OFFICER | — |
| NURTMAN HOWARD IAN | CHIEF COMPLIANCE OFFICER | — |
| MENDOZA DANIEL WILLIAM | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |