CAPLAN FINANCIAL GROUP, LLC

CAPLAN FINANCIAL GROUP, LLC is an SEC-registered investment adviser (CRD 119836). Regulatory assets under management: $367.6M.

Registration

• CRD: 119836
• SEC file number: 801-67950
• Type: Registered investment adviser
• Phone: 410-735-1905
• Latest filing: 2024-01-24
• Regulatory AUM: $367.6M
• Discretionary AUM: $365.1M
• Non-discretionary AUM: $2.5M
• Clients: 6
• Accounts: 1,077

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 119836 on SEC IAPD (source of record)
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