BERNARDI ASSET MANAGEMENT, LLC of NORTHFIELD, IL is an SEC-registered investment adviser (CRD 120110). Regulatory assets under management: $331.0M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Ronald Piacentini Bernardi | PRESIDENT & CEO | — |
| Thomas P Bernardi | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Matthew P Bernardi | SENIOR VICE PRESIDENT | — |
| STARK BARRY CRAIG | CHIEF COMPLIANCE OFFICER | — |
| BERNARDI RONALD PIACENTINI | MANAGER; MANAGER, CCO; PRESIDENT & CEO (+1 more) | — |
| LANDIS MICHELLE BERNARDI | SECRETARY | — |
| BEDERMAN ERIC ARTHUR | OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | — |
| BERNARDI EDWARD | PORTFOLIO MANAGER | — |
| BERNARDI THOMAS P | PORTFOLIO MANAGER; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| LAMBERTI LUCIANO | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-06-18 | regulatory | THE SECURITIES & EXCHANGE COMMISSION ALLEGES THAT BERNARDI SECURITIES, INC. VIOLATED SECTION 17(A)(2) OF THE SECURITIES ACT OF 1933. | Final | $100K |