EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 121003). Regulatory assets under management: $673.1M.

Registration

Officers, owners & control persons (10)

NameRoleLocation
BENDER JOHN RANDOLPHCHIEF BUSINESS GROWTH OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF BUSINESS GROWTH OFFICER
RILEY EDWARD KINGCEO AND CHAIRMAN; CEO, SHAREHOLDER; ELECTED MANAGER / CEO AND CHAIRMAN (+1 more)
BERTSCH BRIAN PAULEXECUTIVE VICE PRESIDENT / MANAGING DIRECTOR OF CAPITAL MARKETS GROUP; PRESIDENT; PRESIDENT, CAPITAL MARKETS GROUP (+5 more)
HEYNE SARAH LAURENCHIEF COMPLIANCE OFFICER
LOUCH AARON DAVIDCFO; EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER
SALISBURY JOANNE MAUREECHIEF COMPLIANCE OFFICER
MAGNUSON ROBERT JOHNMANAGING DIRECTOR OF THE FINANCIAL SERVICES GROUP; PRESIDENT, FINANCIAL SERVICES GROUP
VANDEN BOS ALEXIS LEIGHCHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER
BAKER GAIL KATHERINECHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER
MOSES CHRISTIAN ROYALEXECUTIVE VICE PRESIDENT / CHIEF TECHNOLOGY OFFICER

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