WMS ADVISORS, LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 122224). Regulatory assets under management: $280.9M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Robert Williams | IAR; INVESTMENT ADVISER REPRESENTATIVE; MANAGING MEMBER | — |
| Thomas Gaines Maclennan | CHIEF COMPLIANCE OFFICER & IAR; MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS BRYAN ROBERT | IAR; MANAGING MEMBER; MANAGING PRINCIPAL (+2 more) | — |
| SAKALA CASSANDRA MARIE | CHIEF COMPLIANCE OFFICER | — |
| MACLENNAN THOMAS GAINES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & IAR; MANAGING MEMBER | — |