SOUND FINANCIAL MANAGEMENT, INC.

SOUND FINANCIAL MANAGEMENT, INC. of RALEIGH, NC is an SEC-registered investment adviser (CRD 122670). Regulatory assets under management: $134.1M.

Registration

• CRD: 122670
• SEC file number: 801-132274
• Type: Registered investment adviser
• Location: 8362 SIX FORKS RD. SUITE 202, RALEIGH, NC, 27615
• Phone: 919-845-6600
• Latest filing: 2026-03-04
• Regulatory AUM: $134.1M
• Discretionary AUM: $134.1M
• Clients: 2
• Accounts: 440

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 122670 on SEC IAPD (source of record)
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