CAPITAL PROSPECTS LLC

CAPITAL PROSPECTS LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 124171). Regulatory assets under management: $1.4B.

Registration

Officers, owners & control persons (3)

NameRoleLocation
FREEMAN MARILYN RUTHMANAGER; MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER—
KNOPE ELIZABETH ANNMANAGER; MANAGER AND PRINCIPAL—
Talley Derek AnthonyCHIEF COMPLIANCE OFFICER—

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