YOSEMITE CAPITAL MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 124298). Regulatory assets under management: $369.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Paul Henry Heckler | MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006) | — |
| HERTER GERALD EDWARD | MANAGING MEMBER; MEMBER | — |
| HIGASHI GERALD YOSHIHIKO | MEMBER | — |
| MILLARE MARILYN MERCADO | MEMBER | — |
| HIPSHMAN JEFFERY CLAUDE | MANAGING MEMBER; MEMBER | — |
| WILLIAMS STEVEN CRAIG | MANAGING MEMBER; MANAGING MEMBER, 17TH STREET INVESTMENTS, LLC; MEMBER | — |
| CAMPBELL CURTIS EUGENE | MANAGING MEMBER; MEMBER | — |
| HECKLER PAUL HENRY | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006) (+1 more) | — |
| MARY ERIN THERESE | CHIEF COMPLIANCE OFFICER | — |
| CAMPBELL CURTIS | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2010-03-17 | regulatory | SEC ADMINISTRATIVE RELEASE IA 40-3005, MARCH 17, 2010: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTIONS 203(E), 203(F) AND 203(K) OF TH… | Final | — |