NICK KENNETH ADAM appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NICK KENNETH ADAM appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GS GAMMA ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WATERFALL ASSET MANAGEMENT, LLC | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | ASSET CONSULTING GROUP, LLC | CHIEF COMPLIANCE OFFICER | CLAYTON, MO |
| — | Form ADV | GUGGENHEIM ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM REAL ESTATE LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | LOGAN CIRCLE PARTNERS, L.P. | CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |